TRAINING COURSE
Auditing for Regulators
Introduction
The aim of this course is effective audit planning and oversight.
This course aims to provide authority auditors/inspectors with the tools and skills to succesfully organise audits and audit organisations for initial approvals and during continuing oversight.
Course Content
Upon completion of this course you will be able to:
- Understand the principles of auditing
- Understand the different types of audits and be able to choose the right one for the occasion
- Identify the necessities and trades of a good auditor
- Make an audit plan
- Make an audit check list
- Make an audit schedule
- Conduct an audit
- Unstand audit processes and procedures
- Write audit findings
- Debrief auditees
- Write an audit report
- Understand root cause anlysis
Learning Objectives
By the end of this course, you should have:
Upon completion of this course you will be able to:
- Understand the principles of auditing
- Understand the different types of audits and be able to choose the right one for the occasion
- Identify the necessities and trades of a good auditor
- Make an audit plan
- Make an audit check list
- Make an audit schedule
- Conduct an audit
- Unstand audit processes and procedures
- Write audit findings
- Debrief auditees
- Write an audit report
- Understand root cause anlysis
Who should take this course
This course will be of most benefit to professionals responsible for undertaking any form of regulatory audit or inspection activity, as well as regulatory staff at all levels responsible for planning and managing oversight activities.
Pre-requisites
Essential:
No previous experience in auditing or any regulatory management function is necessary.